Consumer Duty - one year on

for  compliance leaders

Consumer Duty - one year on for compliance leaders - cover

Monitor, evidence, and refine training to keep compliance front of mind for your agents with call intelligence

With the introduction of Consumer Duty comes a whole new challenge for compliance leaders and those who hold SMF16 status to effectively monitor and evidence the changes they’re driving in their firms to stay compliant. Thing is any business dealing with high call volumes will be all too familiar with the headache of ensuring every call that’s handled meets the new regulatory requirements.

In this report, we hear insights from industry experts to help compliance leaders future proof in the new Consumer Duty landscape, as well as outlining how to use call intelligence to do the heavy lifting of monitoring and evidencing compliance processes.

So, if you’re a compliance leader looking to keep yourself and your firm out of hot water, get your report now to:

  • Understand how to quickly identify compliance issues and put corrective measure in place
  • Get granular insights into agent performance to drive positive customer outcomes
  • Easily evidence compliance standards to ensure they’re clearly communicated at board level

Key takeaways

Compliance leaders need to lead the way and help all customer facing departments understand how to nail regulatory requirements

Effective monitoring and evidencing form some of the key pillars of the Duty, so compliance leaders need the right tools and tech in place

Consumer Duty isn’t a “once and done” exercise and compliance leaders need to keep a constant eye on standards and process

Get your report

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